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Minding Pinocchio by Dharmachari Advayacitta
The
following essay is a critical analysis of explanations of consciousness
offered by philosophical materialism (or physicalism, as it is otherwise
called). In particular it is a logical analysis of the faults in
materialist accounts of the phenomena of sense experience, or sentience
(or ‘first person experience’). As such the essay contains
no particularly Buddhist arguments. However, it should be of interest
to Buddhists, especially western Buddhists, who have grown up in a
scientifically influenced culture, a culture in which philosophical
materialism is both pervasive and strong. There are many different
aspects of ‘mind’ or ‘consciousness’; these are
often conflated or confused. The terms themselves can be used in
many different ways, which can bring further confusion. In my essay
I do not enter into discussion of most of the aspects of mind; instead
I focus upon the one aspect, sense experience, which I recognise as
the central aspect of consciousness for a metaphysical enquiry into
the nature of mind. So I do not look at thinking, at self-consciousness,
or at other aspects of mind, though these are very interesting topics.
Though important, when considering whether mind can be reduced to
physical processes they are secondary in importance to the phenomena
of sense experience. Over the years I have
noticed how difficult it can be for many Buddhists, or would-be Buddhists,
to see through the limitations of philosophical materialism. The
stumbling block tends to be about whether consciousness can continue
beyond physical death; materialism identifies the mind with the body,
and thus the Buddhist idea of rebirth is ruled out, for the mind must
therefore perish with the body. Many westerners simply cannot get
beyond this. In my essay I argue that the materialist identification
of mind with the body is fundamentally wrong, because materialism
cannot, in principle, explain the phenomena of sense experience.
Thus materialism cannot in principle explain the existence of consciousness
even in the living human being. Materialist beliefs that consciousness
cannot possibly survive bodily death are therefore merely beliefs
based upon a theory which is fundamentally unable to explain the existence
of consciousness at all. Buddhists, and others, do not therefore
have to take materialism so seriously. They can therefore consider
seriously other views of mind than the materialist. Traditionally Buddhism
has various ways of understanding the mind. The early doctrine of
the five skandhas divides up the human psycho-physical organism
into five ‘heaps’, the first being ruupa, which corresponds
roughly with physical form, and the last four skandhas corresponding
to aspects of mind. It is not clear precisely how this doctrine relates
to the question of whether or not consciousness can be reduced to
matter. It is debatable whether ruupa corresponds to modern
ideas of ‘matter’, and whether other skandhas such
as sa.mskaara.h do not involve ‘material’ processes.
In any case, the Buddha is quoted as having taught that there exists
a radiant consciousness devoid of the material elements. The later Yogaacaara
or Vij~naanavaada School was ‘idealist’ in philosophical
orientation, tending to understand the world in terms of consciousness,
with ‘matter’ being a manifestation of consciousness. Thus
some Vij~naanavaadins saw the physical universe as a manifestation
of the store consciousness, aalayavij~naana, of sentient beings. However it is in its
recognition of ‘suunyataa, the emptiness of inherent existence
of all phenomena, its most fundamental tenet, that Buddhism contradicts
materialism. For concepts of ‘matter’ - the ‘substance’
from which ‘physical objects’ are made - are contradicted
by the doctrine of ‘suunyataa: there is not, and cannot
be, any ‘matter’, any ‘substance’, existing as
a substrate from which the world is ‘made’. However it is not my
concern in this essay to explore these Buddhist doctrines, bringing
out specifically Buddhist arguments, but to meet materialism on its
own ground, as it were, and to show it to be seriously inadequate. Once
upon a time, in the land of Italy, there was an old man called
Geppetto, who lived alone. He decided to make a fine wooden marionette
so that he could travel round the world with it, earning his bread
and wine. Obtaining a piece of wood from his friend the carpenter,
he began to carve a marionette. To his great amazement the puppet
began to move and talk. The old man gave the toy a name - Pinocchio. So begins a classic
children’s story [1].
Of course in the story the coming to life of a piece of wood is simply
a magical event. There is no explanation of precisely how some very
basic material could suddenly become animated - could walk, talk,
think, experience the world, have an emotional life and feel pleasure
and pain. Curiously, with the
influence of the physical sciences upon our ideas, and the strength
of materialist philosophy, we can be left in a similar position -
we can believe that the world, including the people in it, is composed
of nothing but matter, and we are then left with the problem of explaining
how matter can become conscious. In particular we are left with
what I will call the ‘Pinocchio Problem’, which is the problem
of providing an explanation of how the matter in our bodies or our
nervous systems can possibly give rise to sentience - the inner,
‘first person’ experience of sensory data such as noises
and smells and visual images, pleasure and pain[2]. The existence of such
‘first person experience’, or ‘the view from within’,
is a crucial issue against which any philosophy that attempts to explain
the world must be tested. Does that philosophy explain the existence
of first person experience, explain it away, or ignore it? The issue
has an inherently ethical dimension, for first person experience includes
the experience, the existence, of pleasure and pain. Our ordinary
everyday attitude towards other people, towards other living beings,
is bound up with our awareness of their ability to experience pleasure
and pain. A prisoner of some dreadful political regime is being tortured
- put through appalling agonies of pain - and we recognise this as
an evil precisely because we recognise the existence of the experience
of pain and have strong reason to believe someone being tortured has
that experience. Indeed, the belief
that other people have first person experience is crucial to our attitude
towards them. One takes extra special care in cooking a meal, for
example, because one believes that one’s dinner guests will thereby
experience more delicious flavours. Or, as another example, one’s
love-making is informed by the desire to give the other person as
exquisite an experience of sexual pleasure as possible. We do not
usually go about the world assuming that other people are insentient,
that they have no first person experience, no basic sensory consciousness
(though of course we selfishly might not consider other people’s
experience). In contrast we usually do not believe that machines
and physical artefacts are sentient. There are many reasons inhibiting
me from smashing my computer with a hammer when it goes wrong, but
a belief that it would thereby feel pain is not one of them. In contrast, too, the
physical sciences, and with them philosophical materialism, are based
upon ideas about the nature of matter which have no recognition of
the existence of first person sensory experience. One would look
in vain in a textbook of physics or chemistry for references to the
sense experience of subatomic particles or complex molecules. There
are no chapters headed ‘the neutron’s experience of light’
or ‘the amino acid’s sense of touch’. Explicitly
or implicitly the notion that such basic aspects of matter have sensory
experience is dismissed. Of course this might be fine with regard
to subatomic particles, atoms and molecules, but the human body, which
is from the materialist point of view composed solely of subatomic
particles, atoms and molecules, is associated with first person experience.
How can a complex arrangement of insentient bits bring about sentience?
That is the Pinocchio Problem. Let’s clarify
what I mean by philosophical materialism. Philosophical materialism is the view that
all that exists is material or is wholly dependent upon matter for
its existence. This view comprises (a) the general metaphysical
thesis that there is only one fundamental kind of reality and that
this is material, and (b) the more specific thesis that human beings
and other living creatures are not dual beings composed of a material
body and an immaterial soul, but are fundamentally bodily in nature.[3] Whilst many people are not likely to
use the term ‘soul’ these days, they do use ‘consciousness’
and ‘mind’, and materialists have to explain the phenomena
of consciousness or mind in terms of matter alone. This brings them
to the question of sentience, and thus to the Pinocchio Problem.
Materialists must have an explanation of this problem in order to
prove their case. In practice they try to solve, or at least avoid,
the problem in various ways. Some are sufficiently confused not
to recognise the existence of the problem at all, and are thus rather
like a child hearing of Pinocchio who naively accepts the story as
it is written. Strict or ‘radical’
materialists deny the existence of first person experience at all.
The underlying argument goes something like this: There is no such
thing as sense experience. There can’t be, because everything
must be made of matter, sense experience can’t be made of matter,
and therefore it doesn’t exist! For if we look inside a brain
all we find is matter in the form of nerves and other cells. We do
not find pains, sounds, visual images or other sense experience,
existing perhaps as a sort of ‘mindstuff’ alongside the
cells, and since there is nowhere else for them to exist, they therefore
cannot exist. Understandably this
is a difficult position to maintain because it is contradicted by
the existence of one’s own first person experience and also goes
against one’s strong assumption that other people have such experience
too. Yet strict materialism has no place for sense experience to
exist, and nothing from which it can be made. But then it is faced
with a fundamental quandary - either there cannot be sense experience,
or materialist assumptions about the world are wrong. Strict materialism
tries to solve the quandary by denying the existence of sense experience
and maintaining that people’s beliefs that they have sense experience
are fundamentally wrong. More often materialists
are self-contradictory about the existence of first person experience
- there can be at one moment an acceptance of the existence of first
person experience but later on a denial. The acceptance will show
an awareness of the importance of acknowledging first person experience
in everyday life. The denial is usually in the context of a philosophical
argument about problems with the use of language, or with concepts,
when referring to sense experience. Here for example are two quotes
from Gilbert Ryle’s influential book The Concept of Mind: Much of our ordinary thinking is conducted in internal monologue
or silent soliloquy, usually accompanied by an internal cinematograph
show of visual imagery.[4] In short, there are no such objects as mental pictures...[5] Such a self-contradictory
stance can have its functions, however. The acceptance of first person
experience in everyday life prevents the materialist from being considered
a fool, whilst the denial of its existence at another point, usually
within a complex theoretical argument, prevents them from being considered
a ‘dualist’, or worse, by other materialists (and dualism
or non-materialist philosophies are usually viewed scathingly). It
is usually stated or assumed by materialists that ‘dualism’
(the belief that body and mind are two very different things) is
completely out of the question, as if someone somewhere has disproved
it - which is not the case. The second quote from
Ryle is also an example of a common materialist line of argument,
which is to find flaws in the use of a term such as ‘object’
when referring to sense experience, and then jumping to the conclusion
that the actual or supposed flaws therefore imply that sense experience
does not exist - for example, if mental pictures cannot be ‘objects’
they therefore cannot exist. Then there are materialists
who accept that first person experience exists but who argue that
it is in some way just the physical activity of the brain. In effect
they avoid the quandary that strict materialists get into by maintaining
that really the quandary does not exist. Their belief is that somehow
or other sentience can be reduced to the activity of the nervous system
and nothing more. Indeed they strongly believe that this must be
the case. All their arguments basically avoid the Pinocchio Problem.
This can be difficult to spot because such arguments are often very
long and highly technical. They can also be both confused and confusing. There are, or at least
were, materialists - ‘Identity Theorists’ - who subscribe
to the theory that first person experience is ‘identical’
to the activity of the nervous system. It is instructive to look
at an analogy that has been used in their arguments, the ‘lightning’
analogy: our sensations (i.e. our first person experiences) are strictly
the same as the motion of charged particles in the nervous system,
just as a flash of lightning is strictly the same as the motion of
charged particles through the atmosphere.[6] This analogy was introduced
in order to argue that sensations are brain processes even though
careful introspection of our sense experience never reveals to us
the motion of electrical charges in the nervous system. Lightning
is just the motion of electric charges through the atmosphere even
though when looking at it we can never see the electric charges themselves.
Moreover, science has demonstrated that lightning is strictly identical
with the motion of charged particles in the atmosphere. Thus we can
observe, on the ordinary everyday level, the features of lightning,
whilst theoretically we know that microscopically it is just charged
particles in motion. Thus ‘we treat the two sets of observations
as observations of the same event in those cases where the technical
scientific observations set in the context of the appropriate body
of scientific theory provide an immediate explanation of the observations
made by the man in the street’. The implication is
then that brain processes and sensations are strictly the same events,
for the descriptions of first person experience by ‘the man in
the street’ must correspond with what neuroscience could describe
about brain processes, especially as science investigates brain processes
with increasing sophistication.[7] If we consider this
analogy carefully it illustrates very neatly some typical faults in
materialist arguments. The analogy contrasts our observation of the
macroscopic features of a phenomenon with our theoretical understanding
(or scientific observation) of its microscopic features. Macroscopically
there is a flash of lightning, whilst microscopically there are charged
particles. Strictly applied to sentience the analogy is saying that
macroscopically, or at least on some level, there is first person
experience, and microscopically, or on a different level, there are
charged particles in the nervous system - that they are different
aspects of the same thing. Thus the analogy is implicitly asserting
that the relationship between particles in the nervous system and
sensations is the same as the relationship between the microscopic
and macroscopic aspects of a material phenomenon. This is a curious assertion,
for which no actual proof is offered. Actually one can draw a strict
parallel between nervous system and lightning which highlights the
falsity of using such an analogy to try to explain sentience. Thus
the relationship between microscopic and macroscopic aspects of lightning
is strictly paralleled by the relationship between microscopic and
macroscopic aspects of nerve functioning - between the individual
particles moving in and between neurones, and the overall pattern
of waves of electro-chemical activity across the brain. Sentience
does not come into this parallel, and thus is not explained by it. What we actually see
in this analogy is that a vague parallel has been implicitly advanced
as a strict one, with a logical jump being made. To paraphrase the
underlying argument, to expose its poor logic - sense experience and
nerve functioning must be the same thing; there are two different
ways of considering or observing lightning, macroscopically and microscopically;
therefore sense experience and nerve functioning are the same thing. However the analogy
can appear to explain sentience. This is because, in the way
that it was first introduced, it also smuggles in the pre-existence
of sentience as one of its hidden assumptions. Thus a flash of lightning,
to be seen as a flash of lightning, must be seen by an observer external
to the lightning itself - an observer who is sentient, or at least
not blind. Applying the analogy strictly to the motion of particles
in the nervous system implies that there exists a sentient observer
external to those particles experiencing their macroscopic features
as sensations, i.e. there exists a non-material mind! The strict
application of the analogy implies the acceptance of the very thing
which the argument is trying to disprove. Moreover because this is
so, but not immediately apparent in the words of the analogy itself,
it appears that sentience has been explained by materialism, when
in fact its prior existence has merely been surreptitiously assumed. This is an example
of how materialists, by explicitly denying the existence of mind,
whilst at the same time implicitly assuming its existence, can appear
to explain it in material terms. It’s rather like a conjurer
getting a rabbit from an empty top hat - we know that he had the rabbit
concealed somewhere (There is also some interesting conjurer-like
misdirection going on, when attention is drawn to macroscopic/microscopic
relationships, that allows sentience to be smuggled in!). Materialist arguments
abound in analogies, where an aspect of consciousness, or its relationship
to nerve function, is equated with some aspect, or relationship, of
material things. Yet the assertion of an analogy is just that, an
assertion. It requires argument and evidence to show whether the
analogy is true. What such analogies really do, in materialist arguments,
is merely assert the author’s materialist beliefs in a particular
way, and beg the question at issue. They boil down to saying that
a particular aspect of mind is like a particular aspect of matter,
or that the relationship between mind and nervous system is like the
relationship between two different aspects of matter. Stating one’s
belief that something is like, or the same as, something else is very
different to proving that belief. Argument by analogy, without supporting
evidence, is argument by unproven assumption. Typically materialists
seem to recognise, or half-recognise, the logical gap between the
notion of insentient individual bits of matter and the idea of a sentient
mind or brain. Then they try to bridge that gap by drawing analogies
between the mind-brain relationship and physical systems, analogies
which in some way distinguish between the individual constituent bits
and the overall functioning or macroscopic features of a complex physical
system. These days materialists
often think of consciousness or mind as an ‘emergent’ property
of complex material systems - a new property that was not there before
when those systems were less complex. Thus first person experience
is seen to be an emergent property coming from the material evolution
of complex nervous systems. The philosopher John Searle is a proponent
of this view, and one who is very clear that first person experience
needs to be properly recognised and explained (he actually criticises
very strongly materialists who do not face up to the existence of
first person experience).[8] Interestingly he
uses a very similar analogy to the lightning analogy. For Searle
first person experience is an emergent property of complex nervous
systems in the same way that macroscopic qualities such as solidity
are emergent properties deriving from the microscopic features of
atoms and molecules. Searle actually thinks that his analogy explains
how, whilst one cannot say of a particular neurone that it is ‘in
pain’ or ‘experiencing thirst’ one can say of a particular
brain that it is conscious or is experiencing pain or thirst. He
states that this is the same as not being able to say of an individual
particle that it is solid or liquid whilst being able to state that
system of particles is solid or liquid. Thus he believes sentience
to be a macroscopic feature of a system of neurones, a ‘causally
emergent property’.[9] Searle’s assertion
has precisely the same faults as the lightning analogy - it merely
asserts without proof that the relationship between sensation and
nerve functioning is the same as that between macroscopic and microscopic
features of a material system, and it smuggles in sentience rather
than explains it (Searle’s assertion that consciousness is a
macroscopic property of a brain is also begging a question). Furthermore, we can
also understand that there is a logically or theoretically necessary
connection between the microscopic properties of atoms and molecules
and the macroscopic properties of a collection of them. Thus we know
that on the microscopic level there are forces of attraction between
atoms and molecules, which tend to hold them close together. There
is also random motion due to thermal energy, which tends to keep them
apart. If the random thermal motion is small enough then the forces
of attraction are strong enough to keep the atoms and molecules bound
closely together - and a large collection of closely bound atoms or
molecules is precisely what constitutes a solid. Moreover, although,
as Searle says, we cannot say that an individual atom or molecule
is solid, we can identify a certain type of motion which an individual
atom or molecule has when it is part of a solid (i.e. it tends to
vibrate around the same location, in contrast to the motion of a particle
in a gas). We thus understand
the logical connection between microscopic and macroscopic properties.
But, in contrast, precisely how is there such a logical connection
between the motion of charged particles in a nerve, or waves of electricochemical
activity in any possible system of neurones or parts of the brain,
and the experience of pain? On the contrary, there is no such logical
or theoretical connection that we can identify, whether we look at
neural activity on a microscopic or macroscopic level. We are in
fact back where we started, with the Pinocchio Problem. The term ‘emergence’can
often be used in a way which confuses its various meanings. Etymologically
it implies the arising of some pre-existing thing from out of other
things which were concealing it, like a diver emerging from the sea.
In contrast, used in the context of evolution it implies the arising
of a completely new phenomenon which previously did not exist. Searle
uses it to mean something like the arising of a not really new thing
that is really reducible to already existent phenomena (however he
does recognise quite clearly that he is using the term in a weaker
sense, rather than a stronger). Because ‘emergence’ has
these very different meanings, proposing that sentience is an ‘emergent’
property of nervous systems tends to give the illusion that sentience
has or can be explained in this way. But does it emerge as a pre-existing
phenomenon (in the older, etymological sense of the term) or as something
really new, or as something that is really something else seen from
a different perspective? The term ‘emergent’ has all these
conflicting connotations. Its use therefore allows the existence
of sentience to emerge out of a materialist argument once again like
a rabbit out of a conjurer’s hat. Such
contradictory and confused use of language is widespread in
materialist arguments about mind. Other terms used in such a fashion
are ‘conscious’, ‘mind’, ‘model’, ‘representation’,
‘thinking’, ‘intentionality’, and many more.
Typically a term is used in one way when applied to human consciousness
and in another way when applied to matter or machine, and then the
two uses are conflated to arrive at a conclusion that human consciousness
is identical to the behaviour of matter or machine. For example,
to paraphrase a common argument: human sense experience involves the
construction of ‘representations’ or ‘models’
of aspects of the outside world (such as visual images of the things
in front of our eyes). Computers can be constructed to make ‘representations’
and ‘models’ of aspects of reality. Therefore human consciousness
is nothing but the activity of a complex biological computer. The
terms ‘representations’ and ‘models’ are used
with different meanings in each of the first two sentences of the
foregoing argument (and even if the meanings were identical the conclusion
still does not follow). Such an argument is
logically seriously flawed, committing the logical error of ‘equivocation’
- using a word in more than one sense when the argument strictly requires
it to be used in one sense only. The logical flaw is not however
so easy to spot, because the two senses of the word are analogous
to some extent (this means that once again an analogy is being put
forward as a strict identity, whereas to accept it as such without
evidence begs the question.). Such arguments are really extended
metaphors: a word, such as ‘thinking’, referring to human
consciousness is used in a metaphorical sense when applied to a material
system such as a computer. Many materialist arguments
about mind simply side-step the Pinocchio problem. They consider
another aspect of consciousness and make comparisons between this
and computer functioning, and thereby assume they have ‘explained’
consciousness in materialist terms. For example they equate human
thinking and electronic computation. Without explicitly answering
the Pinocchio Problem they have definitely not explained consciousness
in materialist terms. Frequently also they contain errors of logic
such as the ‘equivocation’ I mentioned above. Of course
such arguments can be very complex, with much use of sophisticated
scientific and philosophical terminology. They can also be very tortuous,
with sophisticated understanding interwoven with poor logic. Long
difficult essays looking at functionalism, neural nets, parallel processing,
computation, Wittgenstein’s ideas on ‘private language’,
and the like, frequently amount to ‘blinding with science’,
if not torturing with linguistic philosophy. This is not to say that
there are not interesting essays about mind and brain functioning,
with useful and true things in them; however none of them prove the
materialist case about mind. As an example, consider this: In short, then, it is proposed that networks evolve during embryogenesis
by ‘natural selection’ based, among other variables, on
a commonality of intrinsic electrophysiological frames of reference.
These electrical properties are basically single cell oscillation
and ensemble resonance via coupled oscillation and reverberation.
This commonality of electrical behaviour is proposed as serving to
reinforce synaptic interactions and growth. In conjunction with this
hypothesis, the formal treatment elaborated by Pellionisz and myself
as the tensor network theory of nervous system function..., is based
partially on mathematical deductions and partly on deductions from
the electrophysiology of neuronal systems. Given the above, then, one may say that mind is a computational
state of the brain generated by the interaction between the external
world and an internal set of reference frames.[10] Whatever the correctness of the above
theory for understanding brain functioning, what it does not do is
prove that ‘the mind is a computational state of the brain’
as the author asserts. The Pinocchio Problem is simply unrecognised,
and certainly unanswered. Actually in the essay from which this excerpt
is taken the author does refer to a student saying to him ‘But,
now that I have learned neuroscience, I find that I still do not
understand, for example, how I see’. The author then goes on
to write that ‘This problem arises because we forget to tell
our students that seeing is reconstructing the world, based not on
the reflecting properties of light on external objects but, rather,
on the transformation of such visual sensory input (a vector) into
perception vectors in other sets of co-ordinate systems.’[11]
What an ambiguous phrase: ‘perception vectors in other sets of
co-ordinate systems’. Does it refer to nervous system activity
or the first person experience of visual images, or what? Does the
author seriously believe that that is what first person visual experience
actually is? The author has committed
a very common error - confusing the question of finding out where
in the brain nerve activity gives rise to which kind of sense experience,
with the question of whether that activity in that place is the same
as that experience. Of course the first type of question leads to
interesting and useful scientific investigations, and I am quite sure
that nerve functioning affects how we have sense experience (because,
for example, damage to the brain can profoundly alter normal sense
experience). I even expect future neuroscience might be able to find
out what precise nerve activity in what parts of the brain is associated
with particular sense experiences (it is already beginning to do so)
- but giving rise to something is not the same as being identical
to that something (and nor is it the same as being a sufficient cause
of that something). Confusing these two
types of question prevents materialists seeing the limitations of
their model. They assume, or rather believe, that sense experience
must be explainable in materialist terms. Thus ‘that everything
should be explicable in terms of physics... except the occurrence
of sensations seems to me to be frankly unbelievable’ admitted
one materialist.[12] Such a belief then leads to the
further belief that sensations are in fact the same as the activity
of the nervous system. This belief then leads to confusing the two
things, sensations and nerve activity, so that in argument about them
the materialist jumps from one to the other as if they are the same
thing, thinking that he has explained sentience when he has not.
He has merely begged the question. So in the example above the author
might be describing nerve functioning accurately with his talk of
‘perception vectors’ but he is not describing sensory experience,
nor explaining its existence. Some
materialists think they explain the nature of consciousness
by identifying it theoretically with computer programs or software.
They are explicitly or implicitly identifying the relationship between
computer hardware and software as the same relationship as that between
nervous system and consciousness (this is of course another example
of assuming that an analogy is actually true, and begging the question
thereby). They might do this in part because they recognise that
you cannot get sentience out of insentient particles per se. Yet
precisely how can software or a computer programme be sentient? Is
it sentient when written out by a programmer as a sequence of symbols
on a page? No, you say, that is absurd. Then does it become sentient
when installed in a computer and the electricity is turned on and
the programme is running? In other words when particles are moving
and interacting? How can that be? Isn’t this the Pinocchio Problem
once again? The thesis that the
mind is basically a computer is related to a species of materialism
called ‘functionalism’. For functionalism ‘there is
nothing specifically mental about the so-called mental states. Mental
states exist entirely in their causal relations to each other and
to the inputs and outputs of the system of which they are a part’.[13] Functionalism
commits two basic errors: it ignores the Pinocchio Problem by pretending,
at some point, that first person experience does not exist, and it
makes the logical error of assuming that because two systems have
some analogous properties then those two systems are identical. An interesting clinical
phenomenon which highlights the inadequacies of functionalism is that
of ‘blindsight’. This phenomenon occurs when people have
the misfortune to suffer from a specifically localised type of brain
damage. This prevents them seeing in a part of their visual field.
Thus they do not see anything if they are constrained by experimental
procedures so that the image of the object their eyes are looking
at falls on those parts of the retinas of the eyes which connect with
the damaged part of their brain. They have no visual experience of
the object. Yet if, for example, they are asked to guess what they
are looking at, but cannot actually see, they guess much better than
chance. Other neural pathways are still intact, allowing them to
process visual information even without visual experience. In a manner
of speaking they are ‘seeing’ the object, without any visual
imagery of it. Now a ‘functionalist’, when comparing consciousness
to computer activity, makes the claim that a computer, when programmed
to ‘recognise’ objects in front of a video camera connected
to it, is functionally identical to a human being seeing objects.[14]
But all that computer ‘vision’ may be functionally identical
with is the phenomenon of blindsight, not ordinary visual consciousness,
and thus computers with visual recognition programmes can only ever
be sophisticated blindsight machines. Before
I conclude I need to discuss arguments which try to prove the
materialist case by attempting to disprove - or at least discredit
- its opposite. This method of argument is common, perhaps due to
the inherent difficulty (or, rather, impossibility) of proving the
materialist case directly. The most basic, and
invalid, materialist argument against alternative views is ‘argument
by abuse’. Thus calling someone a ‘dualist’, or ‘mystic’
can be enough in some circles to seriously discredit a non-materialist’s
arguments. To disagree with materialism is also, in such arguments,
often compared with believing in something patently stupid. The logical
error of ‘argument by force’, or appealing to authority
(the authority of ‘science’), can also accompany the argument.
As an example, here is Daniel Dennett: Dualism (the view that minds are composed of some nonphysical
and utterly mysterious stuff) and vitalism (the view that living things
contain some special physical but equally mysterious stuff - elan
vital) have been relegated to the trash heap of history, along with
alchemy and astrology. Unless you are also prepared to declare the
world is flat and the sun is a fiery chariot pulled by winged horses
- unless, in other words, your defiance of modern science is quite
complete - you won’t find any place to stand and fight for these
obsolete ideas.[15] Labelling mind ‘the ghost in the
machine’ is a similar tactic. Of course no sensible person seriously
believes in ghosts, so no sensible person can seriously believe in
mind - such is the implication. To non-materialists
who are browbeaten by such invalid arguments I would simply say this:
don’t be intimidated by any arrogant invective or appeals to
authority, but instead rigorously identify their lack of logic. Thus
how, precisely, has dualism ‘been relegated to the trash heap
of history’? Who did it, where, with what arguments and evidence?
Dennett has here committed to print a version of what I call the ‘materialist
fallacy’, by which I mean the belief that materialism has somewhere
been proven. This fallacy is very common. It often seems to be associated
with an exaggerated estimation of what science has proven. Yet the
successes of the physical sciences, at understanding and manipulating
the physical aspects of the world, are no proof of materialism whatsoever. Frequently such arguments
are accompanied by criticism of Rene Descartes’ ideas about mind.
Descartes proposed that there were two substances, res extensa
and res cogitans (i.e. the physical and the mental} which
interacted in a part of the brain known as the pineal gland. There
is much wrong with the details of Descartes’ actual argument,
not least the part about the pineal gland. These errors have been
pounced on by materialists to discredit any ‘dualist’ ideas
of mind, or ‘mindstuff’, whatsoever. They seem to argue
that Descartes’ theories were wrong and therefore materialism
must be right. This is yet another example of flawed logic. Actually
they use Descartes as a ‘straw man’ - an easy opponent upon
whom to focus, thereby avoiding more difficult arguments. Another materialist
tactic is to discredit the normal acceptance of the existence of sense
experience. Thus such acceptance is disparagingly viewed as a feature
of the ordinary person’s ‘folk psychology’, the implication
being that such folk psychology is seriously flawed, cannot stand
up to sophisticated scientific scrutiny, and is therefore wrong in
its acceptance of the existence of first person experience. This
is really argument by snobbish abuse. Once again one should attend
to the logic of the argument rather than be diverted by its implicit
appeal to authority. A related tactic is
to rule out of court people’s discussion of their first person
experience because such experience is ‘private’ and supposedly
therefore unverifiable (at least by the physical sciences), and thus
invalid as evidence. The underlying rationale to such a tactic is
this: we don’t believe that first person experience exists,
because it cannot be explained in materialist terms; therefore when
people talk about it they are talking nonsense; therefore we won’t
seriously consider what they are saying. The ruling out of court
of first person experience as evidence is often accompanied by a belief
that only what can be publicly ‘measured’, or experienced
by more than one person, can be considered as existing. The argument
then runs like this: first person experience can only be directly
experienced (if at all) by the person experiencing it. Therefore
it cannot be shared, verified or measured directly by other people.
Therefore it is subjective and not objective. Therefore it does not
exist. There are two points
in particular to make here: The first point concerns inference. Sometimes
we do not and cannot have direct experience or observation of something.
However we may have very good grounds for inferring its existence.
I can strongly infer the existence of other people’s first person
experience from the existence of my own, and from various close similarities
between their behaviour and mine. Such inference is not necessarily
invalid. Indeed, ‘objective’ physical science uses inference,
and not just direct observation. One cannot directly observe quarks
(and thus they are perhaps more ‘private’ than first person
experience), nor ‘superstrings’, nor even atoms. One infers
their existence or possible existence from other experience - for
example it might be through reading measuring instruments or seeing
photographic images of diffraction patterns on a page that one develops
the basis for inferring the existence of atoms - or reading other
people’s explanations of why atoms can be considered to exist.
One never ever directly observes a single atom. One believes in its
existence through a combination of logic and indirect evidence, that
is through a process of inference. The second point is
that people can be mistaken about aspects of their first person experience
- a fact which materialists can confusedly take to mean that people
are therefore mistaken about having first person experience at all.
This is basically another example of flawed logic. I can be mistaken
in my identification of, say, a car - confusing a Ford for a Fiat.
That does not mean that cars do not exist! Likewise I can be mistaken
about some aspect of my sense experience, but that does not mean that
therefore I have no such experience at all. Actually materialists
often argue correctly against an old assumption that we have complete
and flawless (‘incorrigible’) knowledge of our first person
experience. However they take their arguments too far by making the
logical error that, because people can be mistaken about the details
of their experience, therefore they are mistaken about having any
experience at all. A striking example
of illogic used to discredit people’s descriptions of their first
person experience comes from Daniel Dennett’s book Consciousness
Explained.[16] First of all he
proposes the discipline of ‘heterophenomenology’. This
is a hypothetical science which involves studying people’s descriptions
of their first person experience, but without the assumption that
they are describing anything that really exists - for heterophenomenology,
according to Dennett, leaves it as an open question whether first
person experience exists or not (though he compares it to the study
of what people say about novels they read, the content of novels being
entirely fictitious, and thus not about real events - the implication
being that although people talk about the contents of their experience,
these are no more real than the events in a novel). Suppose physical
science then studies what he calls the ‘real goings-on’
in people’s brains. ‘My suggestion, then, is that if we
were to find real goings-on in people’s brains that had enough
of the “defining” properties of the items that populate
their heterophenomenological worlds, we could reasonably propose that
we had discovered what they were really talking about. And if we
discovered that the real goings-on bore only a minor resemblance to
the heterophenomenological items, we could reasonably declare that
people were just mistaken in the beliefs they expressed.’ Put
in plain English this argument reads as follows: if we find similarities
between the physical characteristics of brain functioning and people’s
descriptions of their sense experience, then sense experience is just
brain functioning. If there are differences then people’s beliefs
that they have sense experience are mistaken. This is a wonderful
‘heads I win, tails you lose’ argument. Notice too the
pointed reference to brain functioning as ‘real goings-on’
in tacit contrast to the implied unreality of sense experience. This
is far from being a method that starts by assuming that the existence
of sense experience is an open question. A further materialist
tactic is to consider a non-materialist referring to first person
experience as in itself begging the question. Given what I have discussed
already, this is really ‘the pot calling the kettle black’.
To argue that one cannot refer to one’s private experience is
simply to rule out of court the most crucial evidence. Such a tactic
is often accompanied by subtle linguistic arguments that try to discredit
any language used which refers to first person experience. One such
argument is that of ‘words don’t refer to things’.
If we consider the issue carefully we can realise that words don’t
always refer to ‘things’ - they can be reifications or refer
to complex processes. So much is true. But the materialist puts
forward an argument like this: perception is a process, and therefore
when we use a term like ‘visual image’ we are employing
a reification. Because it is a reification of an aspect of a process,
it does not refer to anything, and therefore there are no such things
as visual images (Ryle’s argument from which I quote above is
a version of this). Once again the logic employed in a materialist
argument is seriously flawed. There have even been
suggestions that our usual language referring to our sensations should
be replaced by more ‘objective’ language employing neurological
terms, with the belief that if people use such ‘objective’
language they will stop believing in first person experience. Personally
I doubt whether shouting out “my neurones are discharging at
a faster rate” after banging my head accidentally will lessen
the experience of pain very much - or stop me believing in its existence. Whether
directly arguing for materialism, or arguing against non-materialism,
ultimately many materialist arguments stem from the conviction, the
belief, that physical science has somehow proven the materialist case,
or at least rendered dualism impossible. As I have argued, this belief
is simply wrong. However, some materialists can be aware that the
Pinocchio Problem has not yet been solved by materialism or science.
Yet they avoid facing up to this through the belief that one day science
will have a sophisticated and complex enough understanding of nervous
system and computer functioning to come up with an answer. This is
just a belief. In essence, to give
a materialist explanation of sentience you have to take lots of insentient
atoms and subatomic particles, and have to explain precisely how they
become sentient when they interact in some complex way. But how can
the motions and interactions (individual or collective) of a load
of insentient atoms and particles ever amount to sentience, no matter
how complex? How does a collection of insentient atoms and particles
within the nervous system suddenly feel pain, for example, because
they are moving and interacting in certain ways and not others? You
will not find any answer in Quantum Electrodynamics, the most sophisticated
scientific description of particle and atomic motions and interactions,
or anywhere else in a scientific textbook or journal article. You
will definitely not find the answer in a textbook of neuropsychology,
though you might find there interesting evidence as to which areas
of the brain are associated with conscious experience. Yet whatever
complex set of physical motions and interactions, in whatever parts
of the nervous system, a materialist theory might propose as equivalent
to sentience that still leaves it with the Pinocchio Problem as yet
unanswered. In effect materialist arguments that equate sentience
with some possible, or hypothetical, or hoped for, pattern of nerve
or electronic functioning simply hide Pinocchio inside the head and
quietly forget the Pinocchio Problem once he is hidden there. Consider the different
types of sense experience - visual, auditory, etc. Apart from the
similarities between taste and smell, perhaps, it is very difficult
and even impossible to envisage or even predict the existence of each
type of sense experience from the others. If one were blind from
birth one could not envisage visual sense experience by extrapolating
from auditory sense phenomena. Likewise, and even more so, one cannot
theoretically predict the nature of particular sense experience of
any kind from theoretical assumptions of the insentience of matter.
A materialist argument, to explain sense experience, has to explain
precisely how the different sense phenomena arise. Thus it must predict
theoretically, from primary assumptions of the insentience of matter,
the nature of visual experience, and of auditory experience, and so
on. This it can never do. So science, if it is
to understand the mind, will always fail if it tries to reduce mind
to matter. On the contrary, a science of the mind needs to expand
beyond materialist assumptions, treating sentience as a phenomenon
irreducible to matter, in order to have an adequate approach to its
subject. If you think that there
is a materialist argument that solves the Pinocchio Problem then I
offer you a challenge: send me written out any argument that tries
to explain the nature of mind in materialist terms, and I will find
its errors. I will finish by repeating my assertion: no possible
materialist argument can solve the Pinocchio Problem. It is logically
impossible to explain first person experience when your argument
is based upon materialist assumptions about the world. You are trying
to make sounds out of a sow’s ear. If you begin with insentience
you end up with insentience, and all materialist arguments must inevitably
smuggle in sentience when they try to derive it from materialist assumptions.
Sentience is a fundamental phenomenon in its own right. Bechtel, W., Philosophy of Mind, Lawrence Erlbaum Associates,
Hillsdale NJ 1988. Beloff, John, The Existence of Mind, MacGibbon and Kee, London
1962. Blakemore, Colin and Greenfield, Susan (eds.), Mindwaves,
Blackwell, Oxford 1992. Collodi, Charles, The Adventures of Pinocchio, Collins, London
and Glasgow 1958. Dennett, Daniel, Consciousness Explained, Allen Lane (Penguin
Press), London 1992. Dennett, Daniel, Kinds of Minds, Phoenix, London 1997. Descartes, Rene, Discourse on Method and other writings, Penguin,
Middlesex 1968. Feyerabend, Paul, Materialism and the Mind-Body Problem, in
O’Connor. Llinas, Rodolfo, ‘Mindness’ as a Functional State of
the Brain, in Blakemore and Greenfield. MacDonald, Cynthia, Mind-Body Identity Theories, Routledge,
London 1989. O’Connor, John (ed.), Modern Materialism; Readings on Mind-Body
Identity, Harcourt, Brace and World, New York 1969. Place, U.T., Is Consciousness a Brain Process?, in O’Connor. Popper, Karl and Eccles, John, The Self and its Brain, Springer
Int., New York 1977. Ryle, Gilbert, The Concept of Mind, Peregrine Books (Penguin),
Middlesex 1968. Searle, John, The Rediscovery of the Mind, MIT Press, Cambridge
(Mass.) & London 1994. Smart, J.J.C., Sensations and Brain Processes, in O’Connor. Urmson,
J.O. and Rée, Jonathan, The Concise Encyclopaedia of Western Philosophy
and Philosophers, Unwin Hyman, London 1991. [1] Collodi The Adventures of Pinocchio. [2] ‘First person experience’
refers to the grammatical ‘first person’ - ‘I’
or ‘me’. It is a term used to point out the contrast
between the experience of the subject and knowledge of an external
object - ‘it’ - the grammatical ‘third person’. [3] Urmson and Rée p.194 [4] Ryle Concept of Mind Chapter
2, p.28. [5] Ryle Concept of Mind Chapter
8, p.241. [6] Smart p.37. ‘When I say that a
sensation is a brain process or that lightning is an electric discharge,
I am using ‘is’ in the sense of strict identity.’ [7] Place p.27-28 introduced the analogy,
although he did not explicitly state that the case of lightning
and charged particles, and that of sensations and nerve impulses,
were strictly parallel. After discussing the case of lightning
he went on to assert without proof that talking of sensations as
non-physical things is to commit a ‘phenomenological fallacy’.
He then asserted that ‘there is nothing that the introspecting
subject says about his conscious experiences which is inconsistent
with anything the physiologist might want to say about the brain
processes...’. The implication the reader is meant to draw
from this is that sensations and brain processes are identical in
the same way that lightning and particular electrical processes
in the atmosphere are identical. [8] Searle actually does not call himself a materialist,
and seems to confine the term to what I have called strict materialists
or to people who do not seem to take the existence of first person
experience seriously (who ‘leave out the mind’ in Searle’s
phrase). [9] Searle The Rediscovery of Mind,
Chapter 5. [10] Llinas p.354-355. [11] Llinas p.351-352. [12] Smart p.34. [13] Searle p.6. [14] e.g. Dennett Consciousness Explained
Chapter 4, p.85-95. [15] Dennett Kinds of Minds Chapter
2, p.31. [16] Dennett Consciousness Explained
Chapter 4, p.85. |